Chief Compliance Officer (CCO)
Chief Compliance Officer since August 2020, overseeing design, testing, and execution of SEC compliance programs.
Over two decades of financial industry experience across licensing, regulatory analysis, and service plan oversight.
Ensures firm policies adhere strictly to Federal Securities Laws and client-first fiduciary standards.
Bonnie Romani serves as Chief Compliance Officer for Wisconsin Capital Management. In her role, she oversees the firm’s regulatory framework, risk assessment protocols, and adherence to SEC and federal securities standards.
Since joining the firm in August 2020, Bonnie has been responsible for the design, continuous evaluation, and execution of Wisconsin Capital Management's compliance policies and procedures under SEC Rule 206(4)-7. Her rigorous oversight ensures that client disclosures, portfolio operations, and trading practices adhere strictly to statutory requirements.
With more than 20 years of hands-on experience in financial services, Bonnie brings deep subject-matter expertise in regulatory licensing, internal audit, document retention, and administrative operations.
Bonnie is a frequent adventure-seeker who enjoys exploring from her Midwest roots to the Rocky Mountains of Colorado and the Pacific Northwest coast. Her family includes her loyal dog "The Bode", her cat "Mick Lovin' Smooches", and her husband, with whom she shares a lifelong passion for live music.